Patterns in the Void
Why nothing is important.
Westview Press, June 2002
"How to Think about Nothing"
Looking back at the millennia of model building and deduction that has occurred, not a century has gone by when the prevailing opinion hasn't been that a perfectly empty vacuum is impossible. Aristotle's Aether blends seamlessly into the 19th century Ether. In this century, overlapping quantum waves and virtual particles have finally taken root as the New Ether, though it is now infinitely more ephemeral than anything Aristotle or Maxwell could have imagined. We have also seen how the Atomist School of ancient Greece reached its final vindication in the hands of 19th century scientists such as Boltzman. By the 20th century, the Atomist's paradigm has even been extended to include not just the graininess of matter, but the possible quantum graininess of the vacuum and spacetime itself. In the virtual particles that animate matter, we finally glimpse the world which Heinrich Hertz warned us about nearly a century ago when he said that we would eventually have to reach some accommodation with "invisible confederates" existing alongside what we can see, to make our whole model of reality more logically self-consistent.
Even by the start of the 21st Century, we have reached this accommodation only by shrugging our shoulders and honestly admitting that there are things going on in the world that seem to defy human intuition. What impresses me most about the evolution of our vision of the vacuum is that the imagery we find so potent today are actually in some sense thousands of years old.
It is difficult to imagine that humans would be drawn to the same understanding of physics and astronomy that we now enjoy if our brains had been wired only slightly differently. Without sight and mobility we could not form the slightest notion of 3-D space and geometry. This is what Kant spoke about, what Henri Poincare described at great length without the benefit of 20th century neuroscience, and what Jacob Bronowski described in his book The Origins of Knowledge and Imagination with the benefit of such knowledge. But the object of science is more than just making sense of our senses. It must also guide us towards a deeper understanding of the physical world. This understanding must be self-consistent, and independent of whether we are sensorially or neurologically handicapped. Mathematics as the premier language of physical model building, seems uniquely suited to providing us with an understanding of the physical world. Mathematics lets us see the world in a way that all of the other human languages do not.
If our mathematical understanding of nature is a product of mental activity, and this activity can be physically affected by the hard-wiring of our brain, how do we arrive at a coherent model of the physical world? Can we see in this process any explanation for why certain ideas in physics appear to be so historically tenacious?
It is commonly believed that in order for mathematics and the underlying logic to exist, at the very least a conscious language must be pre-existent to support it. This is the point of view expressed by Benjamin Whorf. But the thoughtful reflections by individuals such as Einstein, Feynman and Penrose point in a very different direction. Einstein once wrote a note to Jaques Hadamard prompted by Hadamard's investigation of creative thinking,
"...The words of language, as they are written or spoken, do not seem to play any role in my mechanism of thought. The psychical entities which seem to serve as elements of thought are certain signs ( symbols ) and more or less clear images which can be voluntarily reproduced and combined...The above mentioned elements are, in my case, of visual and some muscular type..."
Roger Penrose echoes some of this same description in his book, The Emperor's New Mind,
"...Almost all my mathematical thinking is done visually and in terms of non-verbal concepts, although the thoughts are quite often accompanied by inane and almost useless verbal commentary such as 'that thing goes with that thing and that thing goes with that thing'.."
Freeman Dyson, one of the architects of modern QED had this to say about how Feynman did his calculations,
"...Dick was using his own private quantum mechanics that nobody else could understand. They were getting the same answers whenever they calculated the same problem...The reason Dick's physics was so hard for ordinary people to grasp was that he did not use equations...Dick just wrote down the solutions out of his head without ever writing down the equations. He had a physical picture of the way things happen, and the pictures gave him the solutions directly with a minimum of calculation...It was no wonder that people who had spent their lives solving equations were baffled by him. Their minds were analytical; his was pictorial..."
In many instances, the conversion of abstract thinking into conventional language is seen as a laborious, almost painful process. Often words are inadequate to encompass the subtleties of the non-verbal, abstract ideas and their interrelationships. According to Penrose,
"I had noticed, on occasion, that if I have been concentrating hard for a while on mathematics and someone would engage me suddenly in conversation, then I would find myself almost unable to speak for several seconds"
In fact, abstract thinking is often argued to be a right-hemisphere function. Visual or pattern-related thinking and artistic talents are frequently coupled to this hemisphere, and since the language centers are in the left-hemisphere, with such a disconnect between language and abstract thinking, there is little wonder that theoreticians and artists find themselves tongue-tied in explaining their ideas, or are inclined to report that their work is non-verbal.
So the creation of sophisticated physical theories may involve uses a primarily non-verbal and visual-symbolic thinking processes, often manipulating patterns and only later, with some effort of will, translating this into spoken language or fleshing out the required mathematical details. Could this be why scientists, and artists for that matter have such difficulty in explaining what they are thinking to the rest of the population? Could this be why ancient philosophers managed to land upon archetypes for their Creation legends that seem familiar to us in the 20th century? The symbols that are used appear disembodied, and no amount of word play can capture all of the nuances and motivations that went into a particular interpretive archetypes, and make them seem compelling to the non-mathematician or non-artist. Feynman once wrote about the frustrating process of explaining to the public what goes on in nature,
"...Different people get different reputations for their skill at explaining to the layman in layman's language these difficult and abstruse subjects. The layman then searches for book after book in the hope that he will avoid the complexities which ultimately set in, even with the best expositor of this type. He finds as he reads a generally increasing confusion, one complicated statement after another,... all apparently disconnected from one another. It becomes obscure, and he hopes that maybe in some other book there is some explanation...but I do not think it is possible, because mathematics is NOT just another language. Mathematics is a language plus reasoning...if you do not appreciate the mathematics, you cannot see, among the great variety of facts, that logic permits you to go from one to the other..."
If this is the mental frame used by some physicists to comprehend physics, it is little wonder that a great chasm exists between the lay person and the physicist in explaining what is going on. The task that even a physicist such as Freeman Dyson had in translating Feynman's diagrammatic techniques into mathematical symbology, seems even more challenging knowing that Feynman may have had a whole other perspective on visualization via his apparent color-symbol synthesia.
Another feature of thinking that separates scientists and artists from everyone else seems to be the plasticity of the thinking process itself. Scientists flit from one idea to another until they arrive at a model that best explains the available data, although scientists can also get rooted to particular perspectives that are difficult to forget after decades of inculcation. The general adult population prefers a more stable collection of ideas and 'laws' which it can refer to over a lifetime.
Where does this all leave us?
The vacuum has been promoted to perhaps the most important clue to our own existence. The difficulty is that we lack a proper Rosetta stone to translate the various symbolisms we use to describe it. The clues that we do have are scattered among a variety of enigmatic subjects which strain at our best intellectual resources to understand how they are linked together. Could it be that we are lacking an even more potent symbolic metaphor, and an internal non-verbal language, to give it life? Where would such a thing come from?
If we take our clue from how ideas in physics have emerged in the past, the elements of the new way of thinking may be hidden in some unexpected corner of nature. We may find an analogy or a metaphor in our mundane world which, when mixed with mathematical insight, may take us even closer to understanding gravity, spacetime and vacuum. It is no accident that string theory owes much of its success because it asks us to think about quantum fields as ordinary strings operating in an exotic mathematical setting. It is exciting to think that the essential form of the Theory of Everything could be this close to us, perhaps even lurking in a pattern we see, and overlook, in our everyday lives.
Much of this symbolic process may be performed sub-consciously, and only the form of dreams, insights or hunches seem to bring them into consciousness when the circumstances are appropriate. It is, evidently, the non-verbal and unconscious right hemisphere which experiences these ideas. Is there a limit to this process of symbolic thinking? At least a dozen times this century, physicists have had to throw up their hands over what to make of certain features of the world: the collapse of the wave function; quantum indeterminacy; particle/wave dualism; cosmogenesis. Some of these may eventually find their explanation at the next level of model building. Others such as the meaning of quantum indeterminacy and particle/wave dualism, seem to be here to stay.
In working with these contradictions, the human mind prefers the avenue of denial, you can almost hear your inner voice saying "Aw come on, quantum mechanics just can't be that weird!" or a state of anxiety as the two hemispheres try to fabricate conflicting world models. Little wonder that we have particle/wave duality, the seeming schism between matter and energy, and a whole host of other 'polar' ideas in physics, as two separate minds try to resolve the universe into one model or another with the left one preferring time ordered patterns, and the right one, spatial patterns.
It is hard to believe that our brains can control what we experience of the objective world, but we need only realize that the brain actually blindsides us in a variety of subtle ways, from seeing a wider sensory world. The object of science, however, is to discern the shapes of objective laws in a way that gets to the universal elements of nature that are not coupled to a particular kind of brain circuitry. It doesn't matter if all scientists have anasognosia and see the world differently in some consistent way, what counts is that they must still live by the laws of motion dictated by gravity and quantum mechanics.
Nils Bohr believed atoms are not real in the same sense as trees. The quantum world really does represent a different kind of reality than our apparently nieve understanding of macroscopic reality implies. This being the case, we must first ask to what extent fields and the denizens of the quantum vacuum can be represented by any analogy drawn from the macroworld? We already know that the single most important distinguishing characteristic of atomic particles is their spin; far more so than mass or charge. Yet unlike mass and charge, quantum mechanical spin has ABSOLUTELY no analog in the macroscopic world. Moreover, fundamental particles cannot be thought of as tiny spheres of charged matter located at specific points in space. They have no surface, and participate in an infernal wave-like dance of probability, at least when they are not being observed. Yet despite this warning, we feel comfortable that we understand something about what reality is at this scale, in the face of these irreconcilable differences between one set of mental images and what experiments tell us over and over again. What is the true nature of the vacuum? How did the universe begin? I suspect we will not know the answer to these questions in your lifetime or mine, perhaps for the same reason that it took 3000 years for geometers to 'discover' non-Euclidean geometry.
At the present time we are faced with what may amount to only a single proof of the parallel-line postulate, unable to see our way through to another way of looking at the proof. There is also the very real worry that some areas of nature may require modalities of symbolic thinking beyond the archetypes that our brains are capable of providing as a consequence of their neural hard-wiring. Today, we have quantum field theory and its tantalizing paradoxes, much as the ancient geometers had their parallel-line postulate. We, like they, scratch the same figures in the sand over and over again, hoping to see the glimmerings of a new world view appearing in the shifting sands. At a precision of one part in a trillion, our quantum theories work too well, and seem to provide few clues to the new direction we must turn to see beyond them.
The primary arbiters we have at our disposal to decide between various interpretive schemes, experimental data, are not themselves in unending supply as the cancellation of the U.S. Superconducting Super Collider program recently showed. Whatever answers we need seem to be hidden, not in the low- energy world accessible to our technology, but at vastly higher energies well beyond any technology we are likely to afford in the next few centuries. It is easy to provide a jet plane with an energy of 100 billion billion billion volts -- its energy of motion at a speed of a few hundred miles per hour, but it is beyond understanding how to supply a single proton or electron with the same energy. On the other hand, our internal symbolic thinking seems to lead us to similar interpretative schemes, and unconscious dualities which may only be a reflection of our own neural architecture, which we all share, and which has remained essentially unchanged for millennia. We visualize the vacuum in the same way as the Ancients did because we are still starting from the same limited collection of internal imagery. At least for some general problems, we seem to have hit a glass ceiling for which our current style of theory building seems to lead us to a bipolar and contradictory world populated by various dualities: matter/energy, space/time, wave/particle. When we finally do break through to a new kind of reality in our experiments, would we be able to recognize this event? Will our brains filter out this new world and show us only the ghostly shadows of contradictory archetypes cast upon the cave wall?
We have seen that many schemes have been offered for describing the essential difference between matter and empty space; many have failed. Theoreticians since Einstein have speculated about the geometric features of spacetime, and the structure of electrons and matter for decades. The growing opinion now seems to be that, ultimately, only the properties of space such as its geometry or dimensionality can play a fundamental role in defining what matter really is. In a word, matter may be just another form of space. If the essence of matter is to be found in the geometric properties of 'empty' space, our current understanding of space will not be sufficient to describe all of matter's possible aspects.